UEDA YAGI TANSHI Co., Ltd.UEDA YAGI TANSHI Co., Ltd.

UEDA YAGI TANSHI Co., Ltd.

Compliance

Ueda Yagi Tanshi will uphold a solid compliance culture in accordance with the three compliance principles below.

We recognize that a less-than-complete commitment to compliance represents a threat to our management foundations. A total commitment to compliance is therefore positioned as the fundamental principle of our management.

We will implement an advanced compliance structure that reflects our position as a leading and formidable player in the global finance and capital markets.

By thoroughly instilling a compliance-focused mindset throughout the Company, we aim to earn a strong reputation from our shareholders and the markets while earning the trust of society as a whole.

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